Barrett’s esophagus (BE), a precursor for esophageal
adenocarcinoma, is the transformation of the esophageal
lining from the normal squamous epithelium to specialized
intestinal metaplasia. Barrett’s esophagus with high grade
dysplasia (HGD) is the best marker that we have to identify
which patients are at risk of developing adenocarcinoma.
The traditional treatment for BE with HGD was an
esophagectomy. The rationale for an esophagectomy for
HGD was based on the suspected risk of harboring occult
invasive cancer. Estimations of occult cancer were often
quoted as high as 40% based on the surgical literature
that reported the prevalence of cancer in those patients
undergoing a prophylactic esophagectomy for the treatment
of HGD ( 1, 2). Yet, several studies suggested rigorous
surveillance and biopsy protocols could effectively monitor
patients for adenocarcinoma and therefore patients with
HGD may be managed conservatively with surveillance
( 3, 4). The debate regarding the appropriate treatment of
patients with HGD raged on in the endoscopy and surgery
worlds ( 5, 6). Then, the entrance of endoscopic resection
and photo-dynamic therapy fired up the already heated
stage with centers reported high rates of early neoplasia
free outcomes ( 7, 8). The initial success from centers with
endoscopic methods had to be reconciled with the high rates of occult cancer that were reported in the esophagectomy
literature. Therefore, understanding of the prevalent risk of
invasive cancer became a critical issue in the management
of Barrett’s esophagus associated neoplasia as therapeutic
options ranged across the spectrum from esophagectomy
to sur veillance and is now centering on endoscopic
management.
In order establish the true prevalence of occult cancer in
patients who undergo esophagectomy for the treatment of
their HGD, attention must be properly given to the issue of
definitions. Dysplasia is defined as neoplastic cytologic and
architectural atypia without evidence of invasion past the
basement membrane. The diagnosis of low-grade dysplasia
(LGD) or HGD is based on the severity of cytologic criteria
that suggest neoplastic transformation of the columnar
epithelium as previously described ( 9, 10). High grade
dysplasia and carcinoma in situ are regarded equivalently
in terms of pathologic significance and are limited to the
basement membrane. Intramucosal carcinoma (IMC)
is tumor limited to the lamina propria and is limited to
the mucosal lining of the esophageal wall. IMC carries
only a minimal nodal metastasis risk ( 10, 11, 12), and thus,
may be locally treatable with endoscopic means ( 13, 14).
Submucosal carcinoma (SMC) is tumor invading past the
muscularis mucosa into the submucosa, but not into the
muscularis propria. The presence of cancer with invasion
into the submucosa carries a higher nodal metastasis risk
and thus generally requires surgery and/or systemic therapy
( 10, 15-18).
This issue features an article by John Nasr and Robert
Schoen that seeks to clarify the prevalence of occult cancer
among patients who underwent esophagectomy for the
treatment of Barrett’s esophagus with high grade dysplasia
at their institution, University of Pittsburgh Medical Center
( 19).
Patients who underwent esophagectomy for BE with
HGD were identified through their medical archival
record system from 1993 until 2007. Inclusion criteria
included a preoperative diagnosis of HGD confirmed by
the pathologists at their institution. Patients were excluded
if they had a preoperative diagnosis of low grade dysplasia
or invasive adenocarcinoma or if they had other indications
for esophagectomy. All available preoperative endoscopy,
surgical and radiology reports for each case was reviewed.
Si xty-eight patients who underwent esophagectomy
with the preoperative diagnosis by endoscopic biopsy
of HGD were identified in the time period. The postoperative
surgical specimens revealed diagnosis of LGD
in 2 patients (2.9%), HGD in 54 (79.4%), and esophageal
adenocarcinoma in 12 (17.6%). Of the 12 patients who
had cancer in the esophagectomy specimens, 4 patients
had IMC (T1a), which was 5.9% of the total cohort. The
remaining 8 patients had invasive cancer (T1b or higher),
which composed 11.7% of the total group. Four of the eight
patients with invasive cancer had preoperative endoscopic
or radiographic testing highly suggestive of advanced
disease. The remaining four patients did not any reported
endoscopic or radiographic findings that were suspicious of
invasive disease and were considered occult. The authors
also performed a time-based analysis to determine if there
was a difference in prevalent disease in earlier versus later
groups and did not find a significant difference.
In a systematic review of the surgical literature, our group
reported the rates of invasive cancer in patients undergoing
esophagectomy for the prophylactic treatment of HGD
among 23 studies ( 20). When applying strict definitions
and standardized criteria, the pooled average of cases with
esophageal adenocarcinoma was 39.9% in the 441 patients
who underwent an esophagectomy for HGD. Of the 23
studies, fourteen studies provided adequate information
to differentiate cancer cases between those patients with
IMC (T1a) and those with submucosal invasive disease
(T1b or higher). Among these 213 patients, only 12.7%
had submucosal invasive disease, while 87.3% had HGD
or IMC ( 20). Wang et al. performed a similar retrospective
study among patients at their institution who underwent
esophagectomy for the treatment of HGD or IMC over a
twenty year period ( 21). The overall rate of submucosal
invasive carcinoma among sixty patients with either a
preoperative diagnosis of HGD or IMC was 6.7% and a 5%
rate of submucosal invasion specifically in the 41 patients
with preoperative diagnosis of HGD.
Esophagectomy may be curative , but carries a
signification morbidity and mortality even in high volume
centers ( 22, 23). Therefore, esophagectomy is now reserved
for more selected cases with submucosal invasion, evidence of lymph node metastasis, unsuccessful endoscopic therapy,
or selected patients with high-risk features with HGD or
IMC ( 24). Endoscopic therapy at referral centers is now
an established treatment of Barrett’s esophagus related
neoplasia including HGD and IMC in appropriately
selected patients. Therefore, it is important to appreciate the
difference between IMC versus submucosal invasion as this
present study has done.
One stated limitation of this study is the lack of
standardized preoperative assessment. The 5.9% of cases
with “occult” invasive cancer did not have any reported
endoscopic or radiographic f indings suspicious for
advanced disease. However, it is unclear what kind of
endoscopic assessment was performed or what biopsy
protocol, if any, was implemented in those cases. Although
the authors concluded that their time based analysis did
not reveal a decrease of prevalent disease with the increase
of endoscopic technology and imaging, the presence of
technology is perhaps insufficient to capture subtle disease.
It is a systematic protocol and ability to recognize suspicious
lesions in conjunction with endoscopic imaging technology
that enables endoscopists to target lesions for accurate
diagnosis.
Visible lesions in the setting of HGD are at high risk of
harboring cancer until proven otherwise. The cornerstone
of the endoscopic assessment in Barrett’s esophagus is a
detailed white light examination with high resolution.
The recognition of subtle lesions will enable the detection
of disease. Several studies have shown that visible lesions
in the setting of HGD were associated with higher risk of
occult cancer ( 25, 26). Furthermore, superficial lesions are
being given more attention and a classification system is
now standardized ( 27). Protruding or depressed lesions are
at higher risk for submucosal invasion than those slightly
raised or f lat areas ( 28, 29). Wang et al. described that all
four cases of patient with submucosal invasive disease
that was not previously diagnosed in their experience had
nodular or ulcerated mucosa on endoscopy. Centers with
experience with Barrett’s esophagus may use tools such as
digital chromoendoscopy or confocal laser endomicroscopy
to find unapparent or occult neoplasia ( 30). However,
these technologies provide only an incremental yield over a
detailed white light exam. The key is not just the tool itself,
but the ability to recognize the lesions.
Once a lesion is recognized as suspicious in the setting
of a patient with Barrett’s esophagus with high grade
dysplasia, a histological specimen is required to stage the
lesion. Endoscopic mucosal resection (EMR) provides
an opportunity to accurately stage the depth of a lesion in
areas of question. There are significant limitations with
endoscopic biopsy alone. Due to limited sample size and depth as well as potential crush artifact, pathologists may
not reliably be able to distinguish between HGD, IMC,
and submucosal carcinoma on a single endoscopic biopsy
specimen. There is a high inter-interpreter variability
in diagnosing high-grade dysplasia among pathologists
( 9, 31-34). Therefore, it is important to confirm any neoplasia
in Barrett’s esophagus with an expert gastrointestinal
pathologist. Endoscopic resection may provide relatively
a larger and intact histological specimen from which
pathologists may more reliable provides a stage of a lesion.
Our center’s experience in endoscopic mucosal resection of
the entire segment of Barrett’s esophagus in those patients
with HGD or IMC illustrates the impact of the histology
specimen from an endoscopic mucosal resection on final
histopathological staging. Two expert gastrointestinal
pathologists at our institution reviewed all of the pretreatment
biopsy specimens. The initial EMR specimen
upstaged 7 of 49 (14%) and down-staged 15 of 49 (31%)
the histopathological diagnosis when compared to pretreatment
biopsy results ( 14). EMR from four demonstrated
either submucosal carcinoma or intramucosal carcinoma
with lymphatic channel invasion that was not previously
diagnosed ( 14). Thus, EMR is a critical diagnostic tool in the
staging of visible lesions in the setting of Barrett’s associated
neoplasia.
Although esophagectomy was previously the standard
treatment for patients with Barrett’s esophagus with high
grade dysplasia, endoscopic treatment is now an accepted
treatment for Barrett’s associated neoplasia. Proper patient
selection, rigorous endoscopic assessment, and accurate
histopathological staging of visible lesions by EMR are
prerequisites for either endoscopic therapy or surgical
treatment. As endoscopic technologies advance and
assessment experience is fine tuned, rates of occult invasive
disease in the setting of Barrett’s esophagus will continue to
decline.
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Cite this article as:
Konda V, Waxman I. Low risk of prevalent submucosal invasive cancer among
patients undergoing esophagectomy for treatment of
Barrett’s esophagus with high grade dysplasia. J Gastrointest Oncol. 2011;2(1):1-4. DOI:10.3978/j.issn.2078-6891.2011.005
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