Conversion surgery in patients with pancreatic cancer and peritoneal metastasis
Introduction
Pancreatic ductal adenocarcinoma (PDAC) is one of the most lethal malignancies worldwide. The median survival time (MST) of patients with distant metastasis is estimated to be less than 12 months (1). In particular, the presence of peritoneal metastasis can cause the development of massive ascites and intestinal obstruction, leading to malnutrition and poor performance status, which could deprive patients of the opportunity to receive chemotherapy (2,3). Peritoneal metastasis is generally treated with systemic chemotherapy in the same manner as other distant metastases. However, intraperitoneal (IP) chemotherapy appears advantageous for treating peritoneal dissemination because of the high drug concentration that is achievable in the peritoneal cavity, which is in direct contact with tumour nodules, compared with the effects of systemic chemotherapy (4-9).
To treat this dismal disease, we previously explored the clinical efficacy of IP paclitaxel therapy in patients with PDAC and peritoneal metastasis, demonstrating favourable response and disease control rates. In our studies, the MST and 1-year overall survival rate were 14.5–16.3 months and 61–62%, respectively, with conversion surgery performed in 17.4–24.2% of the enrolled patients (10). Concerning overall survival, the patients who underwent conversion surgery survived significantly longer than those who did not.
However, the real implications of conversion surgery after IP therapy in patients with PDAC and peritoneal metastasis are still unclear because of the lack of clinical experience in this therapy. Therefore, we focused on patients who underwent conversion surgery and investigated long-term outcomes including initial recurrence patterns and long-term survival. We present the following article in accordance with the STROBE reporting checklist (available at http://dx.doi.org/10.21037/jgo-20-243).
Methods
Enrolled patients
We conducted two multicenter clinical trials of IP therapy with paclitaxel in patients with PDAC and peritoneal metastasis. In the first trial, intravenous (IV) and IP paclitaxel with S-1 (SP) were tested as combination therapy (10), and IV gemcitabine + nab-paclitaxel combined with IP paclitaxel (GAP) was subsequently evaluated in the second trial (11).
The eligibility criteria in both trials were briefly as follows: histologically or cytologically proven PDAC; peritoneal metastasis in patients with otherwise resectable cancer, or the presence of cancer cells in patients with unresectable locally advanced cancer; no prior receipt of chemotherapy, or chemotherapy started within 2 months; Eastern Cooperative Oncology Group performance status of 0 or 1; adequate bone marrow, liver, and renal function; and age ≥20 years and <80 years (10,11).
The exclusion criteria were as follows: presence of distant metastasis excluding the ovaries; contraindication for S-1, gemcitabine, nab-paclitaxel, or paclitaxel; massive ascites; bleeding in the alimentary tract with repetitive blood transfusion; other active concomitant malignancies; and invasion of more than half of the alimentary tract by the primary tumour or peritoneal deposits. These studies were conducted in accordance with the Declaration of Helsinki (as revised in 2013), and the study protocol was approved by the institutional review board of the affiliated hospital (UMIN000009446) (UMIN000018878) and informed consent was taken from all individual participants.
Treatment
If peritoneal dissemination or positive peritoneal cytology was detected during staging laparoscopy or open laparotomy, a peritoneal access port was implanted in the lower abdomen. In the former SP trial, S-1 was orally administered twice daily at a dose of 80 mg/m2/d for 14 consecutive days, followed by 7 days of rest. Paclitaxel was administered intravenously at a dose of 50 mg/m2 and intraperitoneally at 20 mg/m2 on days 1 and 8. Whereas in the latter GAP trial, IV nab-paclitaxel combined with gemcitabine was administered combined with IP paclitaxel on days 1, 8, and 15, followed by 1 week of rest. The treatment course was repeated until unacceptable toxicity, disease progression, or surgery. The criteria for surgical resection (defined as conversion surgery) were as follows: Eastern Cooperative Oncology Group performance status of 0 or 1; marked tumour shrinkage; decreased or normalisation of tumour marker levels; washing cytology via peritoneal access port turned negative (twice in a row); and disappearance of peritoneal deposits on staging laparoscopy. The decision to proceed to conversion surgery was based on an interval exceeding 8 months between the initial treatment and surgical resection (12).
Statistical analysis
All statistical analyses were performed using JMP Pro version 14.2.0 (SAS Institute, Cary, NC, USA). Continuous variables were expressed as the median (range). Overall survival was defined as the time from treatment introduction to all-cause death. Recurrence-free survival was defined as the time from conversion surgery to diagnosis of recurrence.
Results
Patient recruitment
A total of 79 patients with pancreatic cancer and peritoneal metastasis were treated in our two studies that used IP therapy with paclitaxel. Among them, 33 (41.8%) patients received SP (IV and IP paclitaxel with S-1) and 46 (58.3%) underwent GAP (IV gemcitabine + nab-paclitaxel combined with IP paclitaxel) combination therapy.
Patient characteristics
Patient characteristics of 79 cases are shown in Table 1. The tumour was located at the pancreatic head in 22 (27.8%) patients and at the pancreatic body/tail in 57 (72.2%) patients, and the median tumour diameter was 37 (range, 18–105) mm. Primary tumours were categorised as resectable in 12 (15.2%) patients, borderline resectable in 25 (31.6%) patients, and unresectable and locally advanced in 42 (53.2%) patients (13), based on the National Comprehensive Cancer Network (NCCN) guidelines. Malignant ascites was observed in 45 (57.0%) patients upon laparoscopy or laparotomy, and peritoneal dissemination was confirmed in 51 (64.6%) patients. The median treatment duration was 7.1 (range, 0–22.6) months (Table 1).
Full table
Conversion surgery
Of the 79 patients, 16 (20.3%) patients underwent conversion surgery, and their clinical characteristics are shown in Table 2. The tumour location in 13 (81.3%) patients was the pancreatic body and tail. Eleven (68.8%) patients had peritoneal dissemination at diagnosis, and five patients had positive peritoneal washing cytology plus unresectable locally advanced cancer preoperatively. The median time to surgery was 9.0 (range, 4.1–13.0) months after the initiation of chemotherapy. Finally, 13 (81.3%) patients underwent R0 resection. Evans grade was IIA in nine patients, IIB in four patients, III in two patients, and IV in one patient.
Full table
Survival outcomes
The median overall survival time of the patients who underwent conversion surgery was 32.5 (range, 13.5–66.9) months. After conversion surgery, a total of 12 (75.0%) patients experienced recurrence. Especially, peritoneal recurrence was observed in 50% of patients as the initial recurrence pattern. The median recurrence-free survival time was 9.2 (range, 5.1–32.8) months, and three patients have survived without recurrence thus far.
Among the patients, case no. 14 was successfully cured. GAP therapy was introduced in this 54-year old female patient because she was diagnosed as having PDAC with peritoneal metastasis. During her 8-month treatment, the disappearance of peritoneal deposits was confirmed pathologically (Figures 1-3). Finally, she underwent distal pancreatectomy as conversion surgery, and surprisingly, the final pathological finding showed Evans grade IV.
Discussion
IP chemotherapy enables peritoneal deposits to be exposed to high concentrations of drugs without increasing the blood concentration, which is considered to be advantageous (14). Further, the effective duration after IP administration is determined by the molecular characteristics of the drugs; in that sense, paclitaxel is suitable for use (4). In the area of gastroenterological malignancies, IV/IP paclitaxel + S-1 therapy in gastric cancer and peritoneal metastasis was evaluated in a phase I/II study (6,14), and the phase III PHOENIX-GC trial was conducted to compare this regimen with standard therapy (15). We also reported the promising clinical efficacy and acceptable tolerability of IP paclitaxel therapy in PDAC and peritoneal metastasis patients (10,11).
In general, most patients with PDAC and peritoneal metastasis exhibit massive ascites and a subsequent poor performance status, leading to fewer opportunities to receive chemotherapy (3). Surprisingly, a previous report observed considerably poor survival following weekly paclitaxel in patients with PDAC and malignant ascites (16). More recently, the MST in patients with PDAC and peritoneal dissemination was reported to be only 7 months, and that in patients with locally advanced disease with positive peritoneal washing cytology was 6 months (17). Our previous report also revealed MSTs of 8 months in patients with PDAC and peritoneal metastasis and 13 months in patients with locally advanced disease and positive peritoneal washing cytology (3). Considering that patients with peritoneal metastasis generally have an extremely poor prognosis, the results of our studies are encouraging.
Recently, multidisciplinary treatment combining chemo- or chemoradiotherapy and subsequent surgery has been widely accepted and regarded as a promising strategy. Generally, the rate of conversion surgery after induction therapy in locally advanced PDAC ranged from 1.3–36%, and the MST after resection has been reported to reach 18.2–41.8 months (18-25). Also, Suker et al. conducted a systematic review that showed the ratio of conversion surgery was 28%, however; the long-term survival outcomes remain unconfirmed (26).
In metastatic disease, the rate of conversion surgery is even lower. Inherently, few studies regarding this disease have been reported, in which the conversion ratio ranged from 2–4.5% (27,28). That is, the conversion ratio of the intention-to-treat population remained below 5%. Notably, there has been no report focused on peritoneal metastasis. In our study, the combination therapy enabled 17.4–24.2% patients to be eligible for conversion surgery, a considerable achievement given the generally poor outcomes of patients with PDAC and peritoneal metastasis. Although our therapy had a marked impact, most patients who underwent conversion surgery unfortunately recurred. However, we observed some super-responders in the cohort, and thus further improvement of IP therapy is warranted.
In conclusion, our IP therapy displayed promising clinical efficacy with acceptable tolerability in patients with PDAC and peritoneal metastasis. However, these studies were conducted as a phase I/II study with a single-arm design. Therefore, we have launched a phase III study to compare survival outcomes between this IP therapy and standard chemotherapy.
Acknowledgments
We would like to express our sincere appreciation to SY, HR, NK, KU, YN, AT, AM, YN, KA, MW, TA, KW, MY, YT, GH, HS, YM, SS, FM, and NI from the Japan study group of pancreatic ductal adenocarcinoma with peritoneal metastasis for their significant contributions to this study. We also thank H. Nikki March, PhD, from Edanz Group (
Funding: None.
Footnote
Provenance and Peer Review: This article was commissioned by the Guest Editors (Paul H. Sugarbaker and Kurt Van der Speeten) for the focused issue “Intraperitoneal Chemotherapy for Peritoneal Metastases: HIPEC, EPIC, NIPEC, PIPAC and More” published in Journal of Gastrointestinal Oncology. This article has undergone external peer review.
Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at http://dx.doi.org/10.21037/jgo-20-243
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/jgo-20-243). The focused issue was sponsored by the Peritoneal Surface Oncology Group International (PSOGI). The authors have no other conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. These studies were conducted in accordance with the Declaration of Helsinki (as revised in 2013), and the study protocol was approved by the institutional review board of the affiliated hospital (UMIN000009446) (UMIN000018878) and informed consent was taken from all individual participants.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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