Hepatic imaging response to radioembolization with yttrium-90-labeled resin microspheres for tumor progression during systemic chemotherapy in patients with colorectal liver metastases
Original Article

Hepatic imaging response to radioembolization with yttrium-90-labeled resin microspheres for tumor progression during systemic chemotherapy in patients with colorectal liver metastases

Andrew S. Kennedy1,2, David S. Ball3, Steven J. Cohen3, Michael Cohn4, Douglas M. Coldwell5, Alain Drooz6, Eduardo Ehrenwald7, Samir Kanani8, Charles W. Nutting9, Fred M. Moeslein10, Samuel G. Putnam III3, Steven C. Rose11, Michael A. Savin12, Sabine Schirm1, Navesh K. Sharma13, Eric A. Wang14

1Cancer Centers of North Carolina, Cary, NC, USA; 2Sarah Cannon Research Institute, Nashville, TN, USA; 3Fox Chase Cancer Center, Philadelphia, PA, USA; 4Radiology Associates of Hollywood, Pembroke Pines, FL, USA; 5James Graham Brown Cancer Center, University of Louisville, Louisville, KY, USA; 6Fairfax Radiological Consultants, Fairfax, VA, USA; 7Abbot Northwestern Hospital, Minneapolis, MN, USA; 8Inova Fairfax Hospital, Annandale, VA, USA; 9Radiology Imaging Associates, Englewood, CO, USA; 10University of Maryland Medical Center, Baltimore, MD, USA; 11University of California, San Diego Health Sciences, San Diego, CA, USA; 12Oakland University William Beaumont School of Medicine, Royal Oak, MI, USA; 13University of Maryland School of Medicine, Baltimore, MD, USA; 14Charlotte Radiology, Charlotte, NC, USA

Contributions: (I) Conception and design: AS Kennedy; (II) Administrative support: None; (III) Provision of study materials or patients: S Schirm, MA Savin, CW Nutting, SJ Cohen; (IV) Collection and assembly of data: AS Kennedy; (V) Data analysis and interpretation: D Ball, M Cohn, DM Coldwell, A Drooz, E Ehrenwald, S Kanani, SC Rose, FM Moeslein, SG Putnam 3rd, NK Sharma, EA Wang; (VI) Manuscript writing: AS Kennedy; (VII) Final approval of manuscript: All authors.

Correspondence to: Andrew S. Kennedy, MD, FACRO. Director, Radiation Oncology Research, Sarah Cannon Research Institute, 3322 West End Avenue, Suite 800, Nashville, Tennessee 37203, USA. Email: Andrew.kennedy@scresearch.net.

Background: To assess response and the impact of imaging artifacts following radioembolization with yttrium-90-labeled resin microspheres (90Y-RE) based on the findings from a central independent review of patients with liver-dominant metastatic colorectal cancer (mCRC).

Methods: Patients with mCRC who received 90Y-RE (SIR-Spheres®; Sirtex Medical, Sydney, Australia) at nine US institutions between July 2002 and December 2011 were included in the analysis. Tumor response was assessed at baseline and 3 months using either the Response Evaluation Criteria in Solid Tumors (RECIST) version 1.0 or 1.1. For each lesion, known artifacts affecting the interpretation of response (peri-tumoral edema and necrosis) were documented. Survivals (Kaplan-Meier analyses) were compared in responders [partial response (PR)] and non-responders [stable (SD) or progressive disease (PD)].

Results: Overall, 195 patients (mean age 62 years) received 90Y-RE after a median of 2 (range, 1-6) lines of prior chemotherapy. Using RECIST 1.0 and RECIST 1.1, 7.6% and 6.9% of patients were partial responders, 47.3% and 48.1% had SD, and 55.0% and 55.0% PD, respectively. RECIST 1.0 and RECIST 1.1 showed excellent agreement {Kappa =0.915 [95% confidence interval (CI): 0.856-0.975]}. Peri-tumoral edema was documented in 32.8%, necrosis in 48.1% and both in 57.3% of cases (using RECIST 1.0). Although baseline characteristics were similar in responders and non-responders (P>0.05), responders survived significantly longer in an analysis according to RECIST 1.0: PR median (95% CI) 25.2 (range, 9.2-49.4) months vs. SD 15.8 (range, 9.3-21.1) months vs. PD 7.1 (range, 6.0-9.5) months (P<0.0001).

Conclusions: RECIST 1.0 and RECIST 1.1 imaging responses provide equivalent interpretations in the assessment of hepatic tumors following 90Y-RE. Radiologic lesion responses at 3 months must be interpreted with caution due to the significant proportion of patients with peri-tumoral edema and necrosis, which may lead to an under-estimation of PR/SD. Nevertheless, 3-month radiologic responses were predictive of prolonged survival.

Keywords: Radioembolization (RE); colorectal cancer (CRC); 90Y-microsphere; hepatic imaging


Submitted Jul 04, 2015. Accepted for publication Jul 15, 2015.

doi: 10.3978/j.issn.2078-6891.2015.082


Background

The liver is a common site of metastasis among patients with colorectal cancer (mCRC) (1,2). Surgical resection, if possible, remains standard treatment for these tumors. However, several factors, including anatomical location of the tumor, extent of hepatic metastases, inadequate hepatic functional reserve, and comorbidities result in some 75-90% of patients being ineligible for surgical treatment (3). For these patients, local or regional therapy options are available.

Radioembolization (RE) with ytrium-90-labeled (90Y) microspheres is a form of brachytherapy that exhibits anti-tumor activity via radiation damage from locally implanted microspheres (4). These microspheres are 30 microns in diameter, and are administered via hepatic vasculature so that they permanently implant in the terminal arterioles of hepatic tumors. Normal liver parenchyma adjacent to the tumor is spared injury because the mean penetration of beta radiation is 2.5 mm (and no greater than 11 mm) (4). In clinical studies, yttrium-90-labeled resin microspheres (90Y-RE) has been combined with 5-fluorouracil, leucovorin, and oxaliplatin or irinotecan (i.e., FOLFOX or FOLFIRI) during first- or second-line chemotherapy, or administered alone or in combination with 5-fluorouracil in the refractory setting (5-8). Compared with systemic chemotherapy alone, clinical trials have demonstrated improvements in progression-free survival (PFS), overall survival (OS) and objective response rates with the addition of 90Y-RE, even among heavily pre-treated patients (6-12). Despite the success of 90Y-RE in prospective clinical trials, frequent questions still arise during tumor boards and patient consultations about the typical response to treatment and the reliability of Response Evaluation Criteria in Solid Tumors (RECIST) (13-15). Moreover, a recent review found that the time to response measured on CT varied widely between studies from 1.5 to 6 months (16); although the majority of studies, including a study by Kennedy et al. [2006] (17), found that the optimum time to response is at approximately 3 months post-procedure. The purpose of this retrospective study was to assess the imaging response at 3 months in patients with hepatic metastases secondary to colorectal cancer (CRC) who were treated with 90Y-RE in community and academic cancer centers in the United States. Data from the primary analyses in the overall cohort are published elsewhere (18).


Methods

Selection of institutions and patient cases

Eleven of the 15 invited RE centers in the United States participated in a retrospective study of mCRC liver metastases outcomes after RE (MORE). Institutional review boards granted exemptions for each participating site prior to the start of data collection. Data were collected from source documentation by an independent contract research organization for all patients with a diagnosis of mCRC who were treated with 90Y-resin microspheres (SIR-Spheres®; Sirtex Medical, Sydney, Australia) between July 2002 and December 2011 and had at least one follow-up visit. Patient identifiers were replaced with a unique study number. This imaging response report was conducted in a sub-cohort of patients from the MORE study of only those patients from nine centers with radiologic studies which meet our strict criteria of pre-treatment and post treatment time intervals. These were (I) within 30 days prior to 90Y-RE, and (II) at 90 days (±30 days) post 90Y-RE. Only these studies were analyzed via independent central imaging review and comprise the dataset for this report. A board-certified radiologist expert in post 90Y-RE treated patients systematically reviewed abdominal computed tomography (CT) images (portal venous phase) collected at baseline and 3 months following the first 90Y-RE procedure. Response to treatment was assessed using the RECIST versions 1.0 (19) and 1.1 (20), based on a maximum of five and two target lesions respectively (Table 1). Peri-tumoral edema and necrosis (known artifacts which can impact interpretation of response) were also documented for each lesion.

Table 1
Table 1 Assessment of response by RECIST 1.0 and RECIST 1.1
Full table

As per the published guidance at the time of the study (8,21-24), 90Y-RE was considered for those patients with advanced liver-dominant mCRC who were not suitable for surgery, ablation or systemic therapy, and had progressed or become intolerant to at least one line of systemic therapy (Table 2). During the pre-treatment work-up, patients were excluded from RE if there was evidence of any uncorrectable flow to non-target sites (e.g., gastrointestinal tract or other extra-hepatic organs) observed on angiography or Technetium-99m macroaggregated albumin (99mTc-MAA) scans. Some patients, under exceptional circumstances and with informed consent, were treated outside the criteria outlined above based on the clinical judgment of the treating physicians. The protocol for treatment is reported elsewhere for the administration of 90Y-resin microspheres within a single session or over multiple sessions (e.g., using a sequential lobar approach for bilobar liver metastases) (22). The body surface area methodology was mainly used in the activity calculations for 90Y.

Table 2
Table 2 Patient selection criteria upon initial investigation (prior to detailed work-up) for radioembolization (RE) with 90Y-resin microspheres from 2002 onwards
Full table

Statistical methodology

This study tested no formal hypotheses. Descriptive statistics were conducted using SAS version 9.2 XP Pro statistical analyses software (SAS Institute Inc., Cary NC, USA) to summarize patient characteristics. Estimates of OS were computed by response to treatment [partial response (PR) versus stable (SD) or progressive disease (PD)] and the activity delivered (with the first RE procedure and overall) using Kaplan-Meier product-limit method (25).


Results

A total of 195 patients (male, 60%; Caucasian, 67%) received a median of 2 (range, 0-6) lines of chemotherapy prior to 90Y-RE. Patient characteristics are summarized in Table 3. Median tumor/liver ratio at the start of 90Y-RE was 15% [interquartile range (IQR): 24%]. Median 90Y activity administered was 1.18 GBq (IQR: 0.59).

Table 3
Table 3 Baseline characteristics (n=195)
Full table

Response to treatment and OS

Best response and response at 3-month follow-up by RECIST 1.0 and 1.1 are shown in Table 4. Three-month responses were assessed in 131 patients, with a median time to follow-up of 82 days (IQR: 34). The median time to best response was 70 days (IQR: 55). This difference in median time to responses is due to the range of times accepted as the 3-month evaluation scan which included studies at 90±30 days. This was necessary as patients were not entered on a prospective trial and thus imaging studies were completed in a less strict time course which was intended to be 3 months after 90Y-RE. There was good agreement between responses assessed by RECIST 1.0 and 1.1, for best response {kappa =0.96, [95% confidence interval (CI): 0.855-0.956]} and for the response at 3 months [kappa =0.915, (95% CI: 0.856-0.975)]. No significant differences in baseline characteristics for responders and non-responders were evident (P>0.05).

Table 4
Table 4 Tumor responses by RECIST 1.0 and RECIST 1.1
Full table

In patients for whom 3-month follow-up imaging was evaluated, necrosis and peri-tumoral edema (by RECIST 1.0) was documented in 48.1% and 32.8% of patients, respectively. Both necrosis and peri-tumoral edema were observed in 57.3% of patients. By RECIST 1.1, necrosis and peri-tumoral edema were observed in 41.2% and 29.8%, respectively, with both necrosis and peri-tumoral edema documented in 50.4% of patients.

Kaplan-Meier estimates of OS by response to treatment by RECIST 1.0 and RECIST 1.1 are shown in Figures 1,2, respectively. For both RECIST 1.0 and 1.1, response at 3 months significantly predicted survival (P<0.0001).

Figure 1 Overall survival (OS) by response at 3 months (by RECIST 1.0).
Figure 2 Overall survival (OS) by response at 3 months (by RECIST 1.1).

Relationship between activity delivered and response or OS

Further analyses found that there was no relationship between the total activity of 90Y delivered and the response to RE, when assessed by either RECIST 1.0 (P=0.487) or RECIST 1.1 (P=0.710). However, patients who received a lower activity (<1 vs. ≥1 GBq) with the first RE procedure had a significantly prolonged survival: 15.7 (95% CI: 12.1-21.6) vs. 9.2 (95% CI: 8.1-11.2) months; P=0.006 (LogRank); as well as patients who received a lower activity (<1 vs. ≥1 GBq) overall: 17.4 (95% CI: 12.1-28.9) vs. 9.3 (95% CI: 8.2-12.1) months; P=0.011 (LogRank). However univariate assessment found no correlation across all activities delivered and OS (P=0.474).


Discussion

As a treatment for patients with hepatic metastases secondary to CRC, the addition of 90Y-RE to systemic therapy has been shown to improve PFS, OS and response rate compared with chemotherapy alone in prospective clinical trials (6,9,10,12). This retrospective study sought to assess the imaging response in patients treated with 90Y-RE in both community and academic cancer centers. Among the 195 patients included, disease control (PR or SD) was evident in 62.1% and 63.1% by RECIST 1.0 and 1.1, respectively, with a high rate of agreement between the two assessment methods. These results compare favorably with recent trials with newer therapies in mCRC (such as regorafenib), which achieved a disease control rate of 41.0% (PR: 1%; SD: 40%) in a similar cohort of chemorefractory patients (26). However, this study emphasizes the need for cautious interpretation of radiological response at 3 months with RE, with a significant proportion of patients’ images demonstrating necrosis and/or peri-tumoral edema, which can lead to either underestimation of response or overestimation of progression. This reflects the findings of other research groups evaluating the early response with either 90Y glass (27,28) or resin microspheres (29), especially when assessing the response to treatment at less than 3 months after the procedure (16).

As summarized in Table 5, contemporary studies reporting radiologic response after RE with either resin or glass 90Y microspheres compare closely with the current study. When grouped by line of therapy—first-line (8-10,24) second or third-line (11,45) chemotherapy refractory disease (5,6,17,30-44) and mixed first-line through chemotherapy refractory disease, there is a trend toward higher response earlier in the disease course.

Table 5
Table 5 Summary of published radiographic response rates following radioembolization (RE) in liver metastases from colorectal cancer
Full table

Despite these caveats, radiological response to 90Y-RE at 3 months appears to predict longer-term prognosis in the management of liver-dominant mCRC (5,43). We found that assessments of OS showed median survivals of 25.2 months for partial responders (by RECIST 1.0 at 3 months), with significantly shorter median survivals for patients with stable disease (15.8 months) or disease progression (7.1 months). These trends were similar when either RECIST 1.0 or RECIST 1.1 assessed responses at 3 months. Notably RECIST 1.1 requires the assessment of only two target lesions per organ (not less than 5 mm in size) instead of five as used in RECIST 1.0 (46); however, RECIST 1.1 has the advantage in that it may enable the more accurate diagnosis of progression (specified as an increase of 20% or more in the sum of the longest diameters of the target lesions), because it eliminates the interpretation of small increases in the tumor size as a significant increase in tumor burden (46). Although not assessed in this study, RECIST 1.1 also allows the findings from positron emission tomography (PET) to be considered in support CT findings, for PD and confirmation of complete response (CR) (16). Several studies assessing the prognostic value of response rate to 90Y-RE have assessed CT findings in conjunction with tumor markers such as carcinoembryonic antigen (CEA) (38,43).

Beyond the measurement of anatomical changes in tumors, the development of functional imaging techniques including diffusion-weighted magnetic resonance imaging (DW-MRI) for hepatocellular carcinoma (HCC) (47-49) and mCRC (50-52), gadolinium-ethoxybenzyl-diethylenetriamine pentaacetic acid-enhanced magnetic resonance imaging (Gd-EOB-DTPA) in HCC and mCRC (52,53), and PET for liver metastases (14,27,29,44,54,55) have allowed for the earlier (between 6-8 weeks post-procedure) and/or more sensitive assessment of treatment response compared with CT using RECIST (29,56). More recently, changes in metabolic volume and total lesion glycolytic rate as measured by fluorine-18 fluorodeoxyglucose (18F-FDG) PET in response to 90Y-RE has shown to be predictive of survival (57) while changes in maximum standardized uptake value (SUVmax) on 18F-FDG PET have shown to be predictive of PFS (37). As imaging techniques evolve, the utility of pretreatment imaging (such as contrast-enhanced CT perfusion of liver metastases) in predicting potential responders and survival following 90Y-RE prior presents an intriguing new development (58); although further validation of these imaging techniques is still needed before they are adopted in clinical practice. Currently, several multicenter phase III trials with 90Y-RE are ongoing including SORAMIC which is evaluating Gd-EOB-DTPA-MRI in HCC, while the SIRFLOX and the FOXFIRE studies in mCRC are evaluating the response using RECIST 1.0 and modified RECIST, respectively.

The study also found that patients who received a low activity (<1 GBq of 90Y), probably reflecting a lower disease burden in the liver, had a significantly longer survival than patients who were required higher activities of 90Y. Overall, the activity delivered was not predictive of response at 3 months when measured by RECIST 1.0 or RECIST 1.1 in this cohort of patients.

The main limitation of this study is the retrospective nature of analyses. The MORE study permitted a broader range of patients than would otherwise be included within conventional clinical trials with chemotherapy (from some who received 90Y-RE as a first-line therapy to others who received 90Y-RE in the chemorefractory setting after three or more prior lines of chemotherapy). Nevertheless, careful guidance in the selection of patients based on published consensus from the RE Brachytherapy Oncology Consortium (REBOC) and other earlier reviews (21-23) allowed for the inclusion of patients of a similar stage (with liver-dominant disease and an ECOG performance status 0-1). This homogeneity was important to our findings since baseline factors such as extrahepatic disease as well as ECOG performance status are also important predictors of survival following 90Y-RE (10,38).

In conclusion, while this study is not without the limitations common to all retrospective studies, it provides a unique assessment of tumor response after 90Y-RE in patients treated in both community and academic cancer centers. Even in these unselected patients, the benefit of 90Y-RE for patients with unresectable hepatic metastases secondary to CRC is evident.


Acknowledgements

We would like to thank Mark Van Buskirk for his outstanding statistical work and advice; and Rae Hobbs for her editorial assistance.

Funding: This was an investigator-initiated study funded by Sirtex Medical Limited, Sydney, Australia through an educational grant awarded to Dr. Kennedy, Sarah Cannon Research Institute.


Footnote

Conflicts of Interest: DM Coldwell is a consultant to Sirtex Medical; M Cohn, A Drooz, FM Moeslein, CW Nutting, SG Putnam 3rd, SC Rose, EA Wang are proctors for Sirtex Medical; MA Savin is a speaker for BSD Medical; E Ehrenwald, S Kanani, S Schirm have nothing to declare.

Financial Disclosure: AS Kennedy, D Ball, NK Sharma received grants for clinical trials from Sirtex Medical.

Prior presentations: AS Kennedy et al. GI ASCO 2013.


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Cite this article as: Kennedy AS, Ball DS, Cohen SJ, Cohn M, Coldwell DM, Drooz A, Ehrenwald E, Kanani S, Nutting CW, Moeslein FM, Putnam SG 3rd, Rose SC, Savin MA, Schirm S, Sharma NK, Wang EA. Hepatic imaging response to radioembolization with yttrium-90-labeled resin microspheres for tumor progression during systemic chemotherapy in patients with colorectal liver metastases. J Gastrointest Oncol 2015;6(6):594-604. doi: 10.3978/j.issn.2078-6891.2015.082

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