Liver transplantation in a patient with metastatic hepatocellular carcinoma after downstaging with single-agent immunotherapy: the first case report
Highlight box
Key findings
• Liver transplantation (LT) may be considered in carefully selected patients with advanced hepatocellular carcinoma (aHCC) and extrahepatic disease with a prolonged complete response to immune checkpoint inhibitors (ICIs).
• The washout period recommended should be ≥90 days.
• The use of ICIs in combination regimens seems a reasonable option for downstaging therapy in aHCC with extrahepatic disease, even with the limit of extremely poor evidence in this setting.
What is known and what is new?
• LT is allowed only in very early and early stage [Barcelona Clinic Liver Cancer (BCLC)-0 and BCLC-A] HCC within Milan criteria or extended transplantation criteria.
• Ongoing trials are assessing the use of systemic treatment, especially immunotherapy, as a downstaging strategy to fit ineligible patients within transplantation criteria.
What is the implication and what should change now?
• This is the first case of a successful LT in a patient with metastatic extrahepatic HCC after a prolonged response to immunotherapy.
• LT may be considered for highly selected patients with metastatic extrahepatic HCC who achieve a prolonged clinical response to immunotherapy.
Introduction
Hepatocellular carcinoma (HCC) is the most representative subtype of primary liver cancer, accounting for 75–85% of all cases, with a trend towards an increase in both incidence and mortality (1). Currently, 5-year overall survival (OS) is still poor (~19.6%) due to the high rate of relapse and diagnosis when the disease is already unresectable HCC (uHCC) or advanced HCC (aHCC) (2). The use of immune checkpoint inhibitor combinations for uHCC/aHCC was supported by the positive outcomes from the phase III trials, IMbrave150, HIMALAYA and CheckMate 9DW. However, the treatment associated with the highest 5-year OS rate (70–80%) and median OS (158 months) is still, by far, liver transplantation (LT) (3) whose use is limited to very early stage [Barcelona Clinic Liver Cancer 0 (BCLC-0)] and early stage (BCLC-A) HCC within the Milan criteria (MC) and extended criteria (4,5) (Table 1). There are still no standardized guidelines in terms of systemic therapy application for this setting, especially regarding the use of immunotherapy for disease control in patients on the waiting list for LT (bridging strategy) or for reducing tumor burden (downstaging strategy) enabling those beyond the LT criteria to receive liver graft (6). This uncertainty is mainly due to the paucity of published data from prospective studies. In addition, the intrinsic challenge of stimulating the immune system against cancer cells and avoiding allogenic reactions, potentially deadly, is still far from being solved (7). Herein we describe the first case in the literature of a patient with metastatic extrahepatic disease who achieved a complete response (CR) and underwent LT without disease relapse after one year from liver grafting. We present this case in accordance with the CARE reporting checklist (available at https://jgo.amegroups.com/article/view/10.21037/jgo-24-764/rc).
Table 1
| Criteria for liver transplantation | Number of lesions and diameter | Vascular invasion | Extra-hepatic disease |
|---|---|---|---|
| Milan criteria | Single lesion ≤5 cm or up to 3 lesions each ≤3 cm | No | No |
| UCSF | Single lesion ≤6.5 cm or ≤3 lesions with the largest being ≤4.5 cm | No | No |
| Up-to-7 | 7 cm as the sum of the size of the largest tumor and the number of tumors | No | No |
| Toronto | Any tumor size or number. All lesions require a liver biopsy and must show poor differentiation | No | No |
| UNOS | Single lesion >5 cm but ≤8 cm | No | No |
| 2–3 lesions each ≤5 cm with total diameter of all lesions ≤8 cm | |||
| 4–5 lesions each ≤3 cm with total diameter of all lesions ≤8 cm |
Adapted with permission from (5) under the terms and conditions of the Creative Commons Attribution 4.0 International (CC BY 4.0) license (https://creativecommons.org/licenses/by-nc/4.0/). UCSF, University of California, San Francisco; UNOS, United Networking for Organ Sharing.
Case presentation
A 61-year-old man with an oncology history of BCLC-A HCC along with alcoholic cirrhosis and metabolic dysfunction-associated steatotic liver disease (MASLD) presented to Mayo Clinic Arizona due to local and distant progressive disease. His medical history was notable for hypertension and diabetes mellitus type 2. He had required transjugular intrahepatic portosystemic shunt (TIPS) due to refractory ascites, and a 10-year history of esophageal varices with multiple bleeding episodes. The patient had received treatment with transarterial radioembolization (TARE) without complications, 4 months prior to receiving systemic therapy. The response was evaluated with magnetic resonance imaging (MRI) of the abdomen with contrast detecting growth of the pretreated hepatic lesion (8 vs. 6.9 cm), marked progression of a known occlusive tumor thrombus of the portal vein extending to the vein confluence, newly enlarged pre-celiac and portocaval lymph nodes as well as the onset of multiple extrahepatic lesions (single lung nodule, mediastinal nodes, bone lesions of T10 vertebra and bilateral sacral ala). He denied significant symptoms except for decreased libido. Physical examination was negative at the time of progression. The most recent laboratory results showed preserved liver function (Child-Pugh A), and alpha-fetoprotein (AFP) was 788 ng/mL. Current medications included lactulose, nadolol, rifaximin, spironolactone pantoprazole, lisinopril, linagliptin, metformin. Based on the disease extent, the patient would have been a suitable candidate for first-line systemic treatment with the combination of atezolizumab and bevacizumab. However, due to the high risk of bleeding associated with bevacizumab in patients with a history of variceal bleeding, single-agent immunotherapy with nivolumab was preferred. Nivolumab was administered 480 mg intravenous (IV) every 4 weeks for approximately 17 months (18 cycles) with a partial response (PR) per Response Evaluation Criteria In Solid Tumors (RECIST) v1.1 criteria that was attained after the first 2 months of treatment. The dominant hepatic lesion had shrinkage (6.9 vs. 8.0 cm) along with regression of the associated portal vein tumor thrombus and other sites of disease. In details, there was reduction in the size of para-aortic lymph nodes (4.5 vs. 11 mm), right lower paratracheal lymph node (8.0 vs. 11 mm), celiac lymph node (2.0 vs. 4.6 cm), and mediastinal lymph node adjacent to the right lung fissure (14 vs. 20 mm) (Figure 1A,1B). There was a slight increase in both the T10 lesion (2.1 vs. 1.7 cm) and lesions in the sacrum by MRI assessment. Five months after the immunotherapy start, the patient developed severe ascites with increased body weight (>10 kg), for which a therapeutic paracentesis was performed with clinical benefit. However, work up showed a persistently worsening liver function, with increasing bilirubin (3.3 vs. 2.0 mg/dL) and decreasing albumin (2.8 vs. 3.0 g/dL). At that juncture, the patient had a Child-Pugh score of B9, which constituted a relative contraindication for continuation of immunotherapy. However, given the robust radiologic response, the patient remained on immunotherapy, maintaining disease control for ≥1 year without further worsening of liver function. Considering the durable response to therapy, nivolumab treatment was discontinued, with close imaging surveillance every 2–3 months. A solitary hepatic lesion with largest diameter of 1.6 cm was found on imaging 3 months after stopping nivolumab. After discussing the case with the multidisciplinary team (MDT), the patient underwent microwave ablation (MWA) therapy with CR of the hepatic lesion after 3 months from the procedure. Of note, the radiologic assessment showed no sign of active cancer in other locations (Figure 1C). After 10 additional months of disease control, the case was rediscussed with the MDT with the indication for LT due to the high risk for liver decompensation-related death, even though the tumor burden was largely outside LT criteria given that the baseline largest lesion was ≥8.1 cm with the presence of concomitant portal vein involvement as well as extrahepatic disease. The donor liver was obtained from a deceased donor following cardiac death. Pathological evaluation of the explanted liver was positive for the presence of multifocal mass-forming areas of infarction and post-treatment changes together with a single 1.7 cm viable G2 lesion and organizing portal vein thrombus, all surgical margines were negative, no sign of vascular invasion detected, no lymph nodes were collected (stage pT1aNxMxR0). An immunosuppressive regimen of tacrolimus (4 mg twice daily), mycophenolate mofetil (1 g twice daily), and prednisone (25 mg twice daily) was initiated, with mycophenolate mofetil subsequently reduced to 180 mg twice daily and prednisone gradually tapered over 1 month. Two months after starting this regimen, the patient was transitioned from tacrolimus to everolimus due to the onset of severe headaches. Additionally, the patient received infection prophylaxis with acyclovir (400 mg twice daily) for 1 month, trimethoprim/sulfamethoxazole (160 mg/800 mg once daily) for 6 months, and fluconazole (200 mg once daily). A high-risk surveillance protocol was set due to the high burden of disease at the time of initial diagnosis, consisting of a follow-up made of chest computed tomography (CT) scan and abdomen MRI done at 4, 8, 12, 18, 24, 30, and 36 months post-transplantation. After 1 year since the LT, the patient has no evidence of recurrence and denies significant issues except for a chronic headache he has had since LT was done. A visual timeline summary and AFP trend are provided (Figures 2,3). Brain MRI did not show the presence of metastatic disease. The main complication of LT was biliary stricture, causing repetitive episodes of cholangitis. He is on the high-risk surveillance protocol described in detail previously.
All procedures performed in this study were in accordance with the ethical standards of the institutional and/or national research committee(s) and with the Declaration of Helsinki and its subsequent amendments. Oral informed consent for publication of this case report and accompanying images was obtained from the patient.
Discussion
To our knowledge, this is the first case reported of a patient with metastatic HCC to achieve a successful downstaging and receiving an LT with an optimal outcome at the last follow-up, except for recurrent biliary tract obstructions, which were promptly and successfully addressed. American Association for the Study of Liver Disease (AASLD) guidelines recommend the use of locoregional therapy [MWA, transarterial chemoembolization (TACE), TARE, external beam radiotherapy (EBRT)] for bridging and downstaging therapy all in the setting of patients with disease limited to the liver (BCLC 0–B) (8). However, they do not recommend the routine use of systemic therapy in the metastatic setting due to the lack of data, the high likelihood of disease progression and the correlated risks for the use of immunotherapy that need to be considered (9). Firstly, the immunosuppression state induced by LT surgery and immunosuppressive regimens following the procedure may favor immune escape of occult metastases and, ultimately, a rapid tumor progression. LT surgery, especially, has been known to potentially increase the proliferation of T regulatory (T-reg) cells, considered the main actors of immune tolerance, through blood loss, infection and hypothermia (10). Simultaneously, the use of immune suppressors such as steroids, calcineurin inhibitors (tacrolimus, sirolimus, everolimus), and antimetabolites (mycophenolic acid) may impair T-cell effectors response against cancer, which comprises the key mechanism for immunotherapy. Secondly, the risk of both acute and chronic rejection may be higher in patients receiving immune checkpoint inhibitors (ICIs) due to allograft immune reaction (11). The first use of nivolumab in the pre-transplanted setting resulted in acute hepatic necrosis on the third day postoperative (POD) with unsuccessful use of high-dose immunosuppression (methylprednisolone 1 g/day and 1.5 mg/kg rabbit thymocyte globulin q24h) and supportive therapy (12). Similar outcomes were reported by Wassmer et al., showing that the most common ICI used in the preclinical setting up to May 2023 was nivolumab, and it was also the one most highly related to allograft reactions (13).
However, all reported allograft rejections following immunotherapy shared a washout period of 8–93 days between the last dose of ICI and the time of LT (Table 2). Results from a systematic review published in 2021 confirmed the risk of rejection is linked to the duration of time between LT and ICI, emphasizing the importance of defining the optimal period to tackle alloimmune reactions and graft loss onset (34). Based on these data and previous case series, a washout period of >90 days is broadly considered to be the safest to decrease the risk of alloimmune reactions and graft loss (13,35,36). In addition, the use of bevacizumab is associated with a significant risk of bleeding and dehiscence if not stopped at least 6–8 weeks before liver surgery for patients with metastatic colorectal cancer candidate to liver resection, which likely should be applied even to patients with HCC (37). Thirdly, treatment-related adverse events (trAEs) may potentially compromise the eligibility of patients who are still within LT criteria, especially when using the main immunotherapy combinations currently approved across the world. Several trials are ongoing trying to understand the feasibility of systemic therapy as a safe and effective bridging and downstaging strategy; among them, worthy mentions are the ImmunoXXL trial (NCT05879328) and the VITALITY study. The VITALITY study is the first multiregional study in the United States (2016–2023) including 117 consecutive HCC patients evaluated for LT and treated preoperatively with ICIs. Of these patients, 86 (73.5%) had disease beyond MC, and 65 (75.6%) were successfully downstaged. A total of 43 patients (36.7%) underwent transplantation, including 18 (15.4%) who were within MC and 23 (19.7%) who were initially beyond those criteria. In the entire cohort, 94% received both ICIs and locoregional therapies. There were no G4/G5 trAEs while patients were on the transplant waiting list. The 3-year intention-to-treat survival rate was 71.1%, with 73.5% survival in those within MC and 69.7% in those beyond (P=0.329). Seven patients experienced post-transplant rejection, six of whom had received their last dose of ICI within 3 months prior to LT, leading to one case of graft loss (38). Finally, The PLENTY trial (NCT04425226) and the ESR-20-21010 (NCT05027425) are other prospective studies assessing the use of the STRIDE regimen and pembrolizumab in the same setting (39). However, one of these trials include patients with extrahepatic disease.
Table 2
| Study | Study type | Number of patients receiving ICIs pre-transplantation [rejections] | Age (years)/sex | Underlying liver disease | ICI | Duration | Washout period (days) | Rejection proved by biopsy | Retransplantation | Postoperative follow-up (expressed as median for some case series) |
|---|---|---|---|---|---|---|---|---|---|---|
| Nordness 2020 (14) | Case report | 1 [1] | 65/M | HCV | Nivolumab | 24 months | 8 | POD6 and death | No | NA |
| Schwacha-Eipper 2020 (15) | Case report | 1 [0] | 62/M | ALD | Nivolumab | 34 cycles | 105 | No rejection | No | 12 months |
| Aby 2022(16) | Case report | 1 [1] | 64/M | HCV | Nivolumab | 23 months | 16 | POD9 | No, high-dose corticosteroids | 16 months |
| Chen 2021 (17) | Case report | 1 [1] | 39/M | HBV | Toripalimab | 10 months | 93 | POD2 and deceased at POD3 | No | NA |
| Chen 2021 (18) | Case series | 5 [0] | Mean age 53.2±5.4 (SD)/4 M, 1 F | NA | Nivolumab | NA | 63.8±18.3 | No | No | 12 months |
| Dehghan 2021 (19) | Case report | 1 [1] | 60/F | HCV | Nivolumab | 15 months | 35 | POD10 | Yes, POD 34 | 18 months |
| Lizaola-Mayo 2021 (20) | Case report | 1 [0] | 63/M | NASH | Nivolumab plus ipilimumab | 6 months | 56 | No rejection | No | 6 months |
| Peterson 2021 (21) | Case report | 1 [0] | 68/M | HCV | Nivolumab | 6 months | 300 | No rejection | No | 7 months |
| Qiao 2021 (22) | Case series | 7 [1] | Mean age 53±12.1 (SD)/7 M | HCV | Pembrolizumab or camrelizumab | NA | 40 on average | POD11 | No, use of corticosteroids | NA |
| Sogbe 2021 (23) | Case report | 1 [0] | 61/M | HBV | Durvalumab | 18 months | 92 | No rejection | No | 24 months |
| Tabrizian 2021 (24) | Case series | 9 [2] | Mean age 57±11.4 (SD)/3 M, 6 F | 5 HBV | Nivolumab | 13±10.57 cycles | 16.44±5.9 | No | No | 16 months |
| 2 HCV | ||||||||||
| 1 NASH | ||||||||||
| 1 unknown | ||||||||||
| Abdelrahim 2022 (25) | Case report | 1 [0] | 66/M | HCV | Atezolizumab plus bevacizumab | 4 months | 60 | No rejection | No | >12 months |
| Dave 2022 (26) | Case series | 5 [2] | Mean age 61±6.52 (SD)/NA | NA | Nivolumab | NA | 2 cases <90 with rejection | Yes | For both patients with rejection with death of one of them 2 months after transplantation | NA |
| NA | 3 cases >90 without rejection | NA | ||||||||
| Schnickel 2022 (27) | Case series | 5 [2] | Mean age 66±3.74 (SD)/3 M, 2 F | 4 HCV | Nivolumab | 11.6±4.09 | 87±67.78 | POD14 | No, use of corticosteroids | 13 (range, 2–38) months |
| 1 HBV | <POD14 | No, use of rATG, rituximab, and IVIGs | ||||||||
| Kang 2022 (12) | Case report | 1 [0] | 14/M | None | Pembrolizumab | 3 months | 138 | No | No | 96 months |
| Yin 2022 (28) | Case report | 1 [0] | 37/M | HBV | Pembrolizumab and lenvatinib | 12 months | <30 | POD0 | No | 2 days |
| Chouik 2023 (29) | Case report | 1 [0] | 57/M | ALD | Atezolizumab plus bevacizumab | 12 months | 60 | No rejection | No | 15 months |
| Ohm 2023 (30) | Case series | 3 [0] | Mean age 54.33±15.82 (SD)/3 M | HCV | Atezolizumab plus bevacizumab | 5 months | 229 | No rejection | No | 24 months |
| HCV | Atezolizumab plus bevacizumab | 4 months | 2 | 22 months | ||||||
| HCV | Nivolumab plus ipilimumab | 2 months | 7 | 18 months | ||||||
| Rudolph 2023 (31) | Case series | 1 [0] | 47/F | None | Nivolumab | 7 months | 55 | – | No | 48 months |
| Schmiderer 2023 (32) | Case report | 1 [0] | 63/M | HCV | Atezolizumab plus bevacizumab | 6 months | 42 | No rejection | No | NA |
| Wang 2023 (33) | Case series | 16 [9] | Mean age 50.93±8.9 (SD)/14 M, 2 F | 14 HBV | 2 nivolumab, 7 pembrolizumab, 4 sintilimab, 2 camrelizumab, and 1 multiple ICIs (nivolumab, toripalimab, sintilimab, and tislelizumab) | 6 (range, 1–27) cycles | 40.5 (range, 7–184) | Median time of rejection POD7 | Yes, 2 cases with subsequent mild rejections | 352.5 months |
| 2 ALD |
Adapted with permission from (13) under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/). ALD, alcoholic liver disease; F, female; HBV, hepatitis B virus; HCV, hepatitis C virus; ICI, immune checkpoint inhibitor; IVIGs, intravenous immunoglobulins; M, male; NA, not available; NASH, nonalcoholic steatohepatitis; POD, postoperative day; rATG, rabbit antithymocyte globulin; SD, standard deviation.
Conclusions
LT may be a feasible option for highly selected patients with metastatic HCC who achieve a prolonged clinical response to immunotherapy. Our patient with metastatic HCC received LT 15 months after the last dose of nivolumab, confirming the importance of adherence to a washout period of >90 days. In addition, he received a standard immunosuppressive therapy after LT, which did not impact disease relapse, considering a progression-free survival of one year at the last follow-up. Individualized factors such as type of response, duration of response, a washout period of >90 days, baseline liver disease, liver function, and patient characteristics should drive decision-making for this category of patients. Nonetheless, an MDT is recommended to properly balance the risk of distant relapse with the potential to cure a patient’s liver disease, ultimately improving survival and quality of life.
Acknowledgments
None.
Footnote
Reporting Checklist: The authors have completed the CARE reporting checklist. Available at https://jgo.amegroups.com/article/view/10.21037/jgo-24-764/rc
Peer Review File: Available at https://jgo.amegroups.com/article/view/10.21037/jgo-24-764/prf
Funding: None.
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jgo.amegroups.com/article/view/10.21037/jgo-24-764/coif). N.O. reports receiving honoraria from Taiho Pharmaceutical, Eisai, Bayer Yakuhin, Chugai Pharma, Ono Pharmaceutical, Daiichi Sankyo, AstraZeneca, Nihon Servier, Incyte, and MSD. S.A. reports receiving consulting fees from Penumbra, Boston Sci, and Techsomed; payment or honoraria for lectures, presentations, speakers bureaus, manuscript writing or educational events and holding a stock in Techsomed. L.R. reports grant/research funding (to institution) from Agios, AstraZeneca, BeiGene, Eisai, Exelixis, Fibrogen, Incyte, IPSEN, Lilly, MSD, Nerviano Medical Sciences, Roche, Servier, Taiho Oncology, TransThera Sciences, and Zymeworks; consulting fees from AbbVie, AstraZeneca, Basilea, Bayer, Bristol Myers Squibb, Elevar Therapeutics, Exelixis, Genenta, Hengrui, Incyte, IPSEN, IQVIA, Jazz Pharmaceuticals, MSD, Nerviano Medical Sciences, Roche, Servier, Taiho Oncology, and Zymeworks; lecture fees from AstraZeneca, Bayer, Bristol Myers Squibb, Guerbet, Incyte, IPSEN, Roche, and Servier; and travel expenses from AstraZeneca. T.B.S. reports receiving consulting fees from Servier, Ipsen, Arcus, Pfizer, Seattle Genetics, Bayer, Genentech, Incyte, Eisai, Merus, Merck KGaA, and Merck (to institution), Stemline, AbbVie, Blueprint Medicines, Boehringer Ingelheim, Janssen, Daiichi Sankyo, Natera, TreosBio, Celularity, Caladrius Biosciences, Exact Science, Sobi, Beigene, Kanaph, Astra Zeneca, Deciphera, Zai Labs, Exelixis, MJH Life Sciences, Aptitude Health, Illumina, Foundation Medicine and Sanofi, Glaxo SmithKline, Xilio (to self); patents issued for human pd1 peptide vaccines and uses thereof: methods and compositions for the treatment of cancer cachexia; participating on a Data Safety Monitoring Board or Advisory Board for The Valley Hospital, Fibrogen, Suzhou Kintor, Astra Zeneca, Exelixis, Merck/Eisai, PanCan and 1Globe; has a license from Uptodate and leadership or fiduciary role in Imugene, Immuneering, Xilis, Replimune, Artiva and Sun Biopharma. M.J.B. receives grant support from Relay Pharmaceuticals, Taiho, Basilea, Novartis, Incyte and Kinnate. The other authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. All procedures performed in this study were in accordance with the ethical standards of the institutional and/or national research committee(s) and with the Declaration of Helsinki and its subsequent amendments. Oral informed consent for publication of this case report and accompanying images was obtained from the patient.
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