Right place right time: the role of immunotherapy in patients with locally advanced gastric/gastroesophageal junction adenocarcinoma
Cancers of the upper gastrointestinal tract (e.g., gastric and gastroesophageal) are a leading cause of cancer related deaths worldwide. In 2025, the estimated new cases and deaths in the United States were approximately 52,370 and 27,030, respectively (1). Although tumor characteristics and causative factors may be different depending on primary tumor location, adenocarcinomas of the gastric and gastroesophageal junction (GEJ) are oftentimes managed similarly (2). In the locally advanced setting, the benefit of perioperative chemotherapy was first demonstrated in the landmark MAGIC trial (3). This study compared epirubicin, cisplatin and fluorouracil (ECF) to surgery alone, and confirmed that perioperative chemotherapy improved progression-free survival and overall survival (OS) in patients with gastric/GEJ adenocarcinoma. More recently, ECF was compared to perioperative 5-fluorouracil, leucovorin, oxaliplatin, and docetaxel (FLOT) in patients with locally advanced, non-metastatic gastric/GEJ adenocarcinoma (4). FLOT was found to be superior in achieving pathologic complete response (pCR), as well as OS. The toxicity profile was manageable and FLOT became the established perioperative chemotherapy regimen recommended for patients with locally advanced gastric or GEJ adenocarcinoma. However, recurrences remain high with a 5-year survival of approximately 35%. Therefore, an unmet need exists to improve patient outcomes, especially in the non-metastatic setting.
With the success of checkpoint inhibitors in advanced stage patients, the MATTERHORN study explored the role of immunotherapy in the perioperative setting, where durvalumab, an anti-programmed cell death protein ligand 1 (PD-L1) inhibitor, was added to FLOT chemotherapy compared to placebo (5). The interim analysis confirmed the primary endpoint of event-free survival (EFS) was met, resulting in a hazard ratio (HR) 0.71 favoring the durvalumab arm. Median OS (mOS) and median disease-free survival (mDFS) were also improved, and there was an equal distribution of patients who were able to complete perioperative therapy without compromising surgical outcomes. Therefore, the MATTERHORN established a new standard of care with chemo-immunotherapy with durvalumab plus FLOT for patients with locally advanced gastric/GEJ adenocarcinoma patients.
In this issue of the Journal of Gastrointestinal Oncology, Long et al. (6) reports the results of the ChiCTR2200066893 study, where the addition of cadonilimab to neoadjuvant chemotherapy was evaluated in patients with non-metastatic gastric/GEJ adenocarcinoma.
This was a phase 2 investigation of neoadjuvant cadonilimab plus FLOT chemotherapy in locally advanced (cT3/4, N+, M0) gastric and GEJ adenocarcinoma, conducted across four hospitals in China. Cadonilimab is a bispecific anti-PD-1 and cytotoxic T lymphocyte-associated protein 4 antibody. Previous studies in advanced stage cancer patients have shown that cadonilimab, when combined with chemotherapy, improved OS and DFS compared to chemotherapy alone. In the COMPASSION-15 trial, cadonilimab plus chemotherapy (capecitabine, oxaliplatin) increased median OS by 3 months and DFS by 1.7 months over chemotherapy alone in patients with unresectable or metastatic gastric/GEJ adenocarcinoma (7).
In the current study, the authors investigated the addition of cadonilimab to FLOT chemotherapy in a neoadjuvant setting. The primary endpoint was pCR, while secondary endpoints included major pathological response (MPR), overall response rate (ORR), disease control rate (DCR), R0 resection rate, downstaging rate, and safety. The study enrolled 38 patients, of whom 32 (84%) completed treatment. The results showed a pCR rate of 21.1% [8/38; 90% confidence interval (CI): 9.7–32.4%], MPR of 44.7% (17/38, 90% CI: 30.9–58.5%), ORR of 60.7% (17/28, 90% CI: 44.7–76.7%), R0 resection rate of 100% (32/32), and DCR of 100% (28/28, 90% CI: 100–100%).
These findings provide a cautiously optimistic basis for future investigations. While promising, they are not conclusive in demonstrating benefit for this patient population. The study is limited by its small sample size, single-arm design, and short duration. In addition, immunotherapy was administered only in the neoadjuvant setting, so it is currently unknown whether neoadjuvant vs perioperative immunotherapy, as used in the MATTERHORN trial, might impact long-term outcomes.
This study also raises an important question that is currently under debate in early-stage trials with interim results: is pCR the appropriate surrogate marker for outcomes in gastroesophageal cancer treatment? Previous studies have examined this issue and found that while pCR may be prognostic at the individual patient level, it does not consistently correlate with OS at the trial level (8-10). Because of this, pCR is not widely accepted as a surrogate marker for OS in larger trials.
From a surgical perspective, the conclusions drawn from the R0 resection rate as a secondary outcome remain uncertain. The small sample size and single-arm design make it difficult to determine whether the 100% R0 resection rate is attributable to the neoadjuvant treatment itself or to factors such as surgical skill, technique, and patient selection. It is also notable that for GEJ tumors in this study, proximal gastrectomies were performed. In many other regions, similar patients would have undergone esophagectomies instead. While this difference is unlikely to affect the reported pCR outcomes, it may influence perioperative outcomes in future studies with longer-term follow-up.
Although exploratory, the subgroup analysis did not show any high-risk feature to be associated with a worse pCR rate, including older age, tumor location, clinical T4 disease and diffuse type or mixed histology. In addition, there was no difference in pCR in patients based on PD-L1 combined positive score (CPS) expression or microsatellite instability-high (MSI-H) status. This is similar to the MATTERHORN and COMPASSION-15 data, although, given the small sample size for each category (e.g., 2/32 MSI-H), it would be difficult to make any sweeping conclusions. In addition, the PD-L1 CPS score was defined as ≥5. However, Western guidelines endorse FLOT plus durvalumab in patients with PD-L1 CPS ≥1 (11). This may skew the magnitude of benefit favoring a higher PD-L1 expression, although most patients in this study were defined as PD-L1 negative (65.8% PD-L1 CPS ≤5). For example, patients with a PD-L1 CPS ≥5 achieved a higher pCR of 30.8% compared to 16.0%, suggesting better response, however, this did not translate to statistical significance. These results highlight the challenges of understanding the mechanisms of tumor biology with limited and inferior predictive biomarkers.
Efforts to integrate biomarker-guided strategies into the perioperative management of gastric/GEJ cancers have been limited so far. Several trials, including KEYNOTE-585 (12), DANTE (13), and ATTRACTION-5 (14), listed in Table 1, explored the addition of immune checkpoint inhibitors in unselected patient populations. However, none demonstrated a clear survival advantage across all subgroups. MATTERHORN is the first phase 3 trial to show a statistically significant improvement in EFS and a favorable trend in OS with perioperative durvalumab plus FLOT. This establishes a new benchmark and is likely to become practice-changing in this setting. Among phase 3 perioperative chemo-immunotherapy trials, MATTERHORN is the first to clearly meet its primary endpoint of EFS, with a sizeable HR and improved pCR, while maintaining similar rates of grade 3 or higher toxicity (5). KEYNOTE-585 improved pCR and showed a nominal EFS benefit but did not meet its overall prespecified efficacy targets. OS was not statistically significant, and the EFS signal was borderline under multiplicity, leading to a generally disappointing interpretation. Signal enrichment has been consistent across studies for MSI-H and higher CPS scores, particularly CPS ≥10 and MSI-H subpopulations. For example, in the DANTE study (13), CPS ≥10 was observed in 33% of one cohort and 12% in another, while MSI was present in 63% and 27%, respectively. PANDA’s impressive pCR and MPR rates come from a small, non-randomized total-neoadjuvant design. An MPR, defined as 10% or less residual viable tumor, was observed in 14 of 20 patients (70%; 95% CI: 46–88%), including nine patients (45%; 95% CI: 23–68%) who achieved pCR (15). In the pure adjuvant setting, ATTRACTION-5, which evaluated nivolumab plus chemotherapy after D2 surgery, was negative. In contrast, CheckMate 577 (16) was positive following neoadjuvant chemoradiation and resection, although the populations, treatment modalities, and tumor biology were different. Updated data show a numerical improvement in OS with adjuvant nivolumab compared to placebo, with median OS of 51.7 versus 35.3 months. However, this OS difference has not yet reached statistical significance according to the latest published report. The DFS benefit remains sustained, and no new safety signals have been reported with longer follow-up.
Table 1
| Trial name | Patient population | Phase/sample size | Treatment regimen vs. control | Biomarker selection | Primary endpoint(s) | Key results | Clinical notes |
|---|---|---|---|---|---|---|---|
| KEYNOTE-585 | Perioperative GC/GEJ adenocarcinoma | Phase III, n=~804 (FLOT cohort, n=~203) | Neoadjuvant + adjuvant pembrolizumab + chemotherapy (CAPOX/FOLFOX or FLOT) vs. placebo + chemotherapy | All-comers (exploratory analyses: MSI-H, PD-L1 CPS) | pathCR, EFS, OS | OS HR 0.86; EFS HR 0.81; higher pathCR rates; safety profile similar to control | Did not meet prespecified efficacy thresholds for primary endpoints. Demonstrated benefit in MSI-H and CPS ≥10 subgroups, supporting biomarker-directed approaches |
| MATTERHORN | Perioperative resectable GC/GEJ adenocarcinoma | Phase III, n=948 | Perioperative durvalumab + FLOT → durvalumab maintenance vs. placebo + FLOT → placebo maintenance | All-comers (unselected population) | EFS as primary endpoint; OS and pCR as secondary endpoints | EFS HR 0.71 (P<0.001); pCR rate 19.2% vs. 7.2%; OS data not yet statistically significant | First phase III perioperative ICI + FLOT regimen to demonstrate statistically significant EFS benefit. Represents potential new standard of care |
| DANTE (IKF-s633) | Perioperative EGA (GC/GEJ) | Phase II → III, n=295 (phase II) | Atezolizumab + FLOT (4 cycles neoadjuvant + 4 cycles adjuvant) → atezolizumab maintenance vs. FLOT alone | All-comers in phase II; exploratory biomarker analyses (MSI-H/PD-L1 CPS) | Phase II: downstaging, pCR. Phase III: survival outcomes | pCR rate: 24% vs. 15%; MSI-H subgroup: 63% vs. 27%; CPS ≥10 subgroup: 33% vs. 12%; phase III ongoing | German AIO/SAKK collaborative study. Demonstrates promising biological activity, particularly in MSI-H and CPS-high populations. Phase III results awaited |
| PANDA | Neoadjuvant EGA (GC/GEJ) | Phase II, n=21 | 1 cycle atezolizumab monotherapy → 4 cycles atezolizumab + DOC (docetaxel/oxaliplatin/capecitabine) → surgery | All-comers; extensive translational correlative studies | Safety, MPR, pCR | Regimen feasible; MPR rate 70%, pCR rate 45%; 3-year recurrence rate ~27% | Small, non-randomized trial with total neoadjuvant design. Strong immune correlates identified. Exploratory study demonstrating proof-of-concept for immunotherapy priming strategy |
| ATTRACTION-5 | Adjuvant post-D2 gastrectomy, stage III gastric/GEJ cancer (Asian population) | Phase III, n=755 | Nivolumab + adjuvant chemotherapy (S-1 or CapeOx) vs. placebo + adjuvant chemotherapy | All-comers (PD-L1 expression exploratory) | RFS | 3-year RFS: 68.4% vs. 65.3%; HR 0.90; P=0.44 (not significant) | Negative trial. No statistically significant RFS benefit with addition of adjuvant PD-1 inhibitor following D2 resection and adjuvant chemotherapy |
| CheckMate 577 | Adjuvant therapy post-neoadjuvant CRT in resected esophageal/GEJ cancer (adenocarcinoma and squamous cell carcinoma) | Phase III, n=794 | Nivolumab monotherapy for 1 year vs. placebo (no adjuvant chemotherapy in either arm) | All-comers (PD-L1 expression exploratory) | DFS | Median DFS: 22.4 vs. 11.0 months; HR 0.69 (P<0.001) | Practice-changing positive trial for patients with residual disease following CROSS-like neoadjuvant CRT regimen. Now standard of care in this setting |
Summary of pivotal clinical trials investigating ICIs in the perioperative and adjuvant treatment settings for gastroesophageal malignancies. Results reflect most recent published or presented data as of the knowledge cutoff date. AIO, german working group for medical oncology; CAPOX, capecitabine/oxaliplatin; CapeOx, capecitabine/oxaliplatin; CPS, combined positive score; CRT, chemoradiotherapy; D2, D2 lymphadenectomy; DFS, disease-free survival; DOC, docetaxel/oxaliplatin/capecitabine; EFS, event-free survival; EGA, esophagogastric adenocarcinoma; FLOT,5-fluorouracil, leucovorin, oxaliplatin, and docetaxel; FOLFOX, 5-fluorouracil, leucovorin, and oxaliplatin; GC, gastric cancer; GEJ, gastroesophageal junction; HR, hazard ratio; ICI, immune checkpoint inhibitor; MPR, major pathologic response; MSI-H, microsatellite instability-high; OS, overall survival; pathCR, pathologic complete response; PD-L1, programmed death-ligand 1; pCR, pathologic complete response; RFS, relapse-free survival; SAKK, swiss group for clinical cancer research; SCC, squamous cell carcinoma; S-1, tegafur/gimeracil/oteracil.
The phase 2 multicenter study of cadonilimab plus FLOT demonstrated promising neoadjuvant activity in locally advanced gastric and GEJ. The study achieved an R0 resection rate of 100% and a pCR rate of 21%. The regimen showed manageable toxicity and encouraged MPR, suggesting enhanced tumor regression compared with historical FLOT data. However, the trial’s single-arm design, small sample size, and limited follow-up preclude definitive conclusions about survival benefit. Ongoing randomized studies are needed to validate efficacy and to define biomarker-based patient selection strategies for perioperative dual-checkpoint blockade.
Acknowledgments
None.
Footnote
Provenance and Peer Review: This article was commissioned by the editorial office, Journal of Gastrointestinal Oncology. The article did not undergo external peer review.
Funding: None.
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jgo.amegroups.com/article/view/10.21037/jgo-2025-aw-858/coif). G.B. reports being a member of data safety monitoring committee at City of Hope. The other authors have no conflicts of interest to declare.
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